Web“CFTC” means the United States Commodity Futures Trading Commission. Commodity Pool or Pool: The term “Commodity Pool” or “Pool” has the same meaning as “commodity pool” as defined in section 1a(10) of the Commodity Exchange Act.
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Web68 rows · CFTC Organization Advisory Committees Budget & Performance Privacy at the … WebSignificant subsidiary. The term significant subsidiary means a subsidiary, including its subsidiaries, which meets any of the conditions in paragraph (1), (2), or (3) of this definition; however, if the registrant is a registered investment company or a business development company, the tested subsidiary meets any of the conditions in paragraph (4) of this … allmed sacramento
Guide to Dodd-Frank Act’s End-User Exception from Clearing …
WebDefine CFTC Swap Entity. means (i) a Party that the Parties have agreed in writing will be a “CFTC Swap Entity” for purposes of the [ ] 2013 DF Supplement, regardless of whether that Party is registered (fully or provisionally) as a “swap dealer” or “major swap participant” with the CFTC at the time of such agreement, and (ii) any Party that is registered (fully or … WebBroker has the meaning specified in section 3(a)(4) the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(4)). Business day means any day other than a Saturday, Sunday, or legal holiday. Company means a corporation, partnership, limited liability company, business trust, special purpose entity, association, or similar organization. WebEligible entity means a commodity pool operator; the operator of a trading vehicle which is excluded, or which itself has qualified for exclusion from the definition of the term “pool” or “commodity pool operator,” respectively, under § 4.5 of this chapter; the limited partner, limited member or shareholder in a commodity pool the ... all med sp. z o.o